securities
Every record this desk has filed under securities, newest first, each with the number of sources it can still show you.
SEC alleges two entities used false filings to support a scheme raising more than $130 million
The SEC announced charges October 29 against BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd, alleging a scheme that raised more than $130 million from tens of thousands of retail investors. The agency says false public filings were presented as proof of SEC approval. It seeks injunctions and monetary relief; the announcement does not report a court judgment deciding the allegations.
Also filed underinvestor-protectionfraud-allegationscrypto-assetssec
Getty reports $85 million bankruptcy borrowing and warns existing shares would be cancelled under its plan
Getty Images Holdings says it borrowed $85 million on October 23 under a court-supervised financing facility of up to $143 million. Its October 26 securities filing says the money is intended to support the Chapter 11 process and continued operations. Existing shareholders would receive no recovery on their shares if the reorganization plan is confirmed.
Also filed undercompany-disclosurebankruptcygetty-imagesrestructuring
A record appears here because it carries securities in its own tags. If a record you expected is missing, it was filed under a different subject — the full list is on the topics index.